Securities Litigation and Arbitration

The investor rights lawyers at the Rosca Scarlato LLC law firm (“RS”) have decades of combined experience prosecuting securities cases in state and federal courts across the country, as well as in private arbitration, on behalf of investors who have been victims of various forms of financial misconduct. Their approach is tailored to each individual client’s needs, and their professionalism, work ethic, and legal skills have been recognized by investors, colleagues, and courts all over the country.

Reflective of the dedication they have in achieving a successful outcome for investors, the attorneys at RS law firm typically represent investors on a contingency fee basis, after careful evaluation of each case. This means that in most cases, the firm doesn’t get reimbursed for its fees and expenses unless there is a recovery for the client. Given that different jurisdictions have different rules regarding contingent representation, investors interested to learn more about the firm’s contingent representation should contact attorneys Alan Rosca or Paul Scarlato for more information.

Investors concerned they may have lost money due to investment fraud, financial misconduct, or abusive financial practices may schedule a free consultation with attorneys Alan Rosca and Paul Scarlato by calling toll free 888-998-0530, send an email to arosca@rscounsel.law or pscarlato@rscounsel.law, or leave a message using the contact forms on this page.

What types of cases fall under the securities litigation and arbitration practice area?

The Securities Litigation and Arbitration practice area is focused primarily on handling legal disputes on behalf of investors who suffered investment losses due to fraud, Ponzi scheme, negligence, or other financial misconduct by either:

• the financial advisor and/or stockbroker who recommended the problematic investment, or
• the business that issued those investments.

Under the Securities Litigation and Arbitration practice area, the Rosca Scarlato investor rights lawyers have experience successfully pursuing a wide range of claims, including:

• Disputes over the sale of unsuitable securities;
• Disputes arising from investments recommended by a financial service firm or advisor without first conducting adequate due diligence as to those investments;
• Cases on behalf of senior citizens alleging elder abuse;
• Disputes over misappropriation or misuse of investor money;
• Claims of failure to supervise against the financial service business that employed the financial advisor;
• Disputes alleging fraud by misrepresentations or omissions of material facts made to investors, and so on.

How do you choose a lawyer for a securities litigation or arbitration case?

Generally, when choosing a lawyer for a securities litigation and arbitration case, it is important to look for an attorney who has experience handling these types of cases and has a good reputation within the legal community and among past clients.

Another factor to take into consideration is the fee structure. Rosca Scarlato LLC offers contingency fee representation, meaning that generally the firm gets compensated for the time and expenses spent on the case only if there is a recovery.  In a small number of jurisdictions (states) in the country, the client is required to be ultimately responsible for case expenses. Please contact our law firm to learn more about our contingent fee representation of investors.

Do I have a securities litigation or arbitration case?

Investors who are concerned they have been victims of financial misconduct and would like to learn if they are entitled to file claims for compensation should contact an investor rights law firm. The Rosca Scarlato experienced investor right lawyers will evaluate, among others:

• If you have strong claims: the merits of a potential claims may vary greatly depending on different factors particular to each case;
• If your claims are timely: generally speaking, claims that are not timely pursued may expire or otherwise be lost;
• If a potentially liable party has the resources to pay a potential judgment or settlement .

If an investor has meritorious securities claims and decides to pursue compensation for investment losses through the Rosca Scarlato law firm, a team of experienced securities lawyers will help navigate the arbitration or litigation process, by working with you to ensure that your rights and interests are protected throughout the case.

Contact info:

Rosca Scarlato LLC– 216-946-7070 / 888-998-0530
Alan Rosca – arosca@rscounsel.law
Paul Scarlato – pscarlato@rscounsel.law

Important: this page does not purport to offer legal advice to any reader, and simply includes general considerations of the law for informational and educational purposes. The Rosca Scarlato law firm only enters into client-lawyer agreements with clients upon the execution by both parties of a formal client-lawyer agreement.

Practice Areas